PATRICE STEWART
Patrice Stewart is a financial services veteran with over twenty five years experience with Merrill Lynch and PaineWebber. Her extensive securities industry experience includes: Southeast Division Training Officer, Compliance Administrator for the eastern half of the United States, Southeast Division Administrative Manager and Operations Manager. She has created and implemented operations and sales systems while establishing branch offices. Patrice is a graduate of the New York Institute of Finance and has held licenses for Uniform State Registration, Branch Office Manager, Registered Representative, NASD Principal, Registered Options Principal, Interest Rate Options, Life Insurance and Annuities. Ms. Stewart is a certified NASD Mediator and Certified Mediator for the 13th Judicial Circuit Court of Michigan. She has provided testimony in federal and state courts across the country and currently assists individual investors, legal counsel, and brokerage firms as a Securities and Portfolio Consultant. She also serves as an arbitrator for the NYSE, as well as arbitrator and mediator for the NASD and American Arbitration Association.
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